Complaint Status (Annexure- B)

Ascent Financial Solutions - Complaint Status (Annexure- B)

Annexure- B

Complaint Status

Data for the month ending – July 2024.
Sr.No Received from Pending at the end of Last month Received Resolved Total Pending Pending complaints > 3 months *Average Resolution time (in days)
1 Directly from Investors 0 0 0 0 0 0
2 SEBI (SCORES) 0 0 0 0 0 0
3 Other Sources (if any) 0 0 0 0 0 0
Grant Total 0 0 0 0 0 0
Average Resolution time is the sum total of time taken to resolve each complaint in days, in the current month divided by total number of complaints resolved in the current month.
Trend of monthly disposal of complaints
Sr.No Month Carried forward from previous month Received Resolved* Pending#
1 April 2024 0 0 0 0
2 May 2024 0 0 0 0
3 June 2024 0 0 0 0
4 July 2024 0 0 0 0
5
6
7
8
9
10
11
12
Grand Total 0 0 0 0
* Inclusive of complaints of previous months resolved in the current month. # Inclusive of complaints pending as on the last day of the month.
Trend of annual disposal of complaints
Sr.No Year Carried forward from previous year Received Resolved* Pending#
1 2021-22 0 0 0 0
2 2022-23 0 0 0 0
3 2023-24 0 0 0 0
Grand Total 0 0 0 0
* Inclusive of complaints of previous years resolved in the current year. # Inclusive of complaints pending as on the last day of the year.
“Disclosure with respect to compliance with Annual compliance audit requirement under Regulation 19(3) of SECURITIES AND EXCHANGE BOARD OF INDIA (INVESTMENT ADVISERS) REGULATIONS, 2013 for last and current financial year are as under:
Sr.No Financial Year Compliance Audit Status Remarks, If any
1 FY 2022-23 COMPLIED NA
2 FY 2023-24